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Countering Proliferation

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Top: The THAAD Launcher
Robin Ranger and David Wiencek analyse the acceleration in the proliferation of ballistic and cruise missiles and weapons of mass destruction, the range of missile defence systems to counter them and the failure of the British Strategic Defence Review to provide UK expeditionary forces with such defences.
In 1998 the proliferation of ballistic and cruise missiles and weapons of mass destruction (WMD - nuclear, chemical, biological and radiological weapons) accelerated sharply. In May, India and Pakistan conducted their first series of nuclear weapons tests and announced that they were acquiring medium and intermediate range ballistic missiles (M/IRBM). Then in July 1998 a high-level, independent US study team chaired by former Secretary of Defence Donald Rumsfeld (the Rumsfeld Commission) warned that the proliferation of ballistic missiles and WMD was occurring much faster than most US analysts and policy makers had expected, a warning confirmed by subsequent advances in the Iranian and North Korean missile programmes.

This acceleration in proliferation was analysed in two major international conferences, organised by the Royal United Services Institute for Defence Studies (RUSI) and the National Institute of Public Policy (NIPP), the latter with a keynote address by the former British Prime Minster, The Rt. Hon. the Baroness Thatcher. (1) Both conferences also considered how the US and its allies in Europe, the Middle East and Asia could counter these proliferation threats, including by deploying missile defences.

This analysis summarises the three most important findings to emerge from these conferences. First, in the next five years the rate of missile and WMD proliferation will be much faster than previously expected. Second, an increasing number of western missile defence systems will be available to help counter these threats. Third, the UK Strategic Defence Review (SDR) policy of deploying British expeditionary forces without their own missile defences will need to be reviewed.

Rumsfeld Commission findings


THAAD test firing
In January 1998 the US Congress established the commission to assess the ballistic missile threat to the United States to provide an alternative assessment of missile threats to those previously provided by US intelligence agencies. The commission was a politically diverse group of former senior officials who employed a different and more comprehensive methodology to analyse all the available intelligence data. Their unanimous, generally accepted, conclusion was that previous assessments had seriously underestimated the rate at which missile threats to the US were emerging. New ballistic missile powers "would be able to inflict major destruction on the US within about five years of a decision to acquire such a capability," (Report of the Commission/Executive Summary p5) and the US might have little or no warning that such a decision had been made.

But, as commission member former Undersecretary of State William Schneider Jr. noted, US allies, including the Europeans, will come into missile range, "Current developments will enable proliferators in the Middle East and Asia to place all of Europe within range of ballistic missiles [possibly including missiles with WMD warheads] within five years." Indeed, many proliferators can already put European forces, including UK forces, deployed overseas within range of ballistic missiles, and more will be able to do so. "Yet the continent is giving little thought to how it can cope with this intensifying threat." (2)

Surprisingly, the majority of European policy makers, including UK policy makers, have downplayed the importance of the commission's findings, perhaps because they see missile proliferation and missile defence as issues that they can largely leave to the US. But the commission's findings identify a serious, rapidly emerging, threat to European security that requires effective responses before, not after, European forces or European populations are exposed to missile attacks. This article identifies its 10 most important findings on the proliferation of ballistic missiles. (However, the threats posed by the proliferation of cruise missiles should not be underestimated. Cruise missiles with stealth characteristics could be the most effective means of delivering chemical and biological weapons - CBW). (3) In the commission's words these findings are:
 


The THAAD Radar
Reduced warning time. The warning times the US [and its allies] can expect of new, threatening ballistic missile deployments are being reduced. Under some plausible scenarios - including re-basing or transfer of operational missiles, sea- and air-launch options, shortened development programmes that might include testing in a third country, or some combination of these - the US might well have little or no warning before operational deployment (pp5-6).

Emerging missile programmes. These programmes require neither high standards of missile accuracy, reliability and safety nor large numbers of missiles and therefore can move ahead more rapidly. A nation that wants to develop ballistic missiles and weapons of mass destruction can now obtain extensive technical assistance from outside sources. Foreign assistance is not a wild card [as the US intelligence community had asserted]. It is a fact. Nations are increasingly able to conceal important elements of their ballistic missile and associated WMD programmes and are highly motivated to do so (pp6/7).

Emerging ICBMs possible. With the external help now readily available, a nation with a well-developed, Scud-based missile infrastructure would be able to achieve first flight of a long range missile, up to and including intercontinental ballistic missile (ICBM) range [greater than 5,500km], within about five years of deciding to do so. During several of those years the US [and its allies] might not be aware that such a decision had been made (pp10/11).

Russia. With the cold war ended, the likelihood of a deliberate missile attack on the US from Russia has been greatly lessened but not entirely eliminated...Russia poses a threat to the US as a major exporter of enabling technologies, including ballistic missile technologies, to countries hostile to the United States. In particular, Russian assistance has greatly accelerated Iran's ballistic missile programme (p9).

China. China is modernising its missiles and nuclear weapons in ways that will make it a more threatening power in the event of a crisis...China also poses a threat to the US as a significant proliferator of ballistic missiles, weapons of mass destruction and enabling technologies (p10).

North Korea. The status of the [Taepo Dong 2 ICBM]...cannot be determined precisely. Once the system is assessed to be ready, a flight test could be conducted within six months of a decision to do so. If North Korea judged the test to be a success, the TD-2 could be deployed rapidly...This missile could reach major cities and military bases in Alaska and the smaller, westernmost islands in the Hawaiian chain. Lightweight variations of the TD-2 could fly as far as 10,000km [6,200 miles], placing at risk western US territory...the No Dong MRBM was operationally deployed long before the US government recognised the fact...[and] it is highly likely that considerable numbers of No Dongs have been produced (pp11/12).

Iran. The ballistic missile infrastructure in Iran is now more sophisticated than that of North Korea, and has benefited from broad, essential, long-term assistance from Russia and important assistance from China as well. Iran is making very rapid progress in developing the Shahab-3 MRBM...This missile may be flight tested at any time ... Iran now has the technical capability and resources to demonstrate an ICBM-range ballistic missile, similar to the TD-2...within five years of a decision to proceed (pp12/13).

Iraq. Once UN-imposed controls are lifted, Iraq could mount a effort to acquire needed plant and equipment, whether directly or indirectly. Such an effort would allow Iraq to pose an ICBM threat to the United States within 10 years. Iraq could develop a shorter-range, covert, ship-launched missile threat that could threaten the United States in a very short time (p14).

Pakistan. Pakistan's ballistic missile infrastructure is now more advanced than that of North Korea. It will support development of a missile of 2,500km [1,550 mile] range, that we believe Pakistan will seek in order to put all of India within range of Pakistani missiles. The development of a 2,500km missile will give Pakistan the technical base for developing a much longer range missile system (p16).

US as a contributor to proliferation. The acquisition and use of transferred technologies in ballistic and WMD programmes has been facilitated by foreign student training in the US, by wide dissemination of technical information, by the illegal acquisition of US designs and equipment and by the relaxation of US export control policies. As a result, the US has been and is today a major, albeit unintentional, contributor to the proliferation of missiles and associated weapons of mass destruction (p18).

India and Pakistan


Patriot Missiles deployed in the Middle East
The Indian and Pakistani nuclear and missile tests highlighted the network of co-operation between proliferating governments described by the commission. Although the Indian nuclear tests in May 1998 reportedly surprised the US intelligence community, there was ample strategic warning of these tests. The new Indian government that assumed power in March 1998 was led by the Hindu-nationalist Bharatiya Janata Party (BJP or Indian People's Party) whose nuclear and missile objectives were well known, while its election manifesto promised to 'induct' nuclear weapons into India's arsenal.

Then, on 6 April Pakistan conducted the first flight test of the Ghauri MRBM with a range of 1,500km/930 miles and a payload of 700kg / 1,547 Ibs and announced that three new missiles were under development: the Ghaznavi, the Babri, and the Abdali. The Ghauri is a North Korean No Dong MRBM (a redesigned Scud single-stage missile with a range of 1,300km/806 miles and a payload of 1,000kg / 2,210Ibs) or a derivative. North Korea may have sold as many as 12 No Dongs to Pakistan, plus the means to manufacture more. The Ghaznavi reportedly has a range of 2,000km/ 1,240 miles, similar to the range of the North Korean Taepo Dong 1, suggesting a link between the two programmes. But if Pakistan is acquiring Taepo Dong 1 technology, it could acquire the technology for the North Korean Taepo Dong 2, an ICBM-range system under development for deployment in 2000-2005.

In response to the Ghauri test, India tested three nuclear devices on 11 May and two more on 13 May, and thus signaled its intent to develop a nuclear warhead for the Agni 2,500km/1,550 mile intermediate-range ballistic missile (IRBM). (In 1994 India conducted one nominally 'peaceful' nuclear test). Pakistan responded in turn on 28 May by testing five nuclear devices and its nuclear programme had reportedly received significant support from China. Islamabad had also acquired from China M-ll 300km/186 mile-range short range ballistic missiles (SRBM) plus components and technology.

Other proliferation highlights

FOOTNOTES
1. The September RUSI conference papers were published as Robin Ranger (Editor), with David Wiencek and Jeremy Stocker (Rapporteurs), Theatre Missile Defence, Bailrigg Study 1, (Centre for Defence and International Security Studies in association with the Royal United Services Institute for Defence Studies, Lancaster University: November, 1998). The December NIPP conference was "Ballistic Missile Defence: New Requirements for a New Century".

2. William Schneider, "Europe comes into range: The west must recognize the threat posed by the rapid proliferation of ballistic missiles", Financial Times, 25 August 1998.

3. A leading authorities on the problems posed by cruise missile proliferation, Dennis M. Gormley, summarised these problems in his "Hedging Against the Cruise Missile Threat", Survival, Vol.40, no.1, Spring 1998, (London, International Institute for Strategic Studies: 1998) pp. 92-111.

4. Statement of Maj. Gen. [later Lt. Gen.] Jay M. Garner, Assistant Deputy Chief of Staff for Operations and Plans, Force Development on Patriot Performance in Desert Storm, Performance of the Patriot Missile in the Gulf War, Hearing Before the Legislation and National Security Subcommittee of the Committee on Government Operations, House of Representatives, 102 Congress, Second Session, April 1992 (US Government Printing Office, Washington: 1993), p228.

5. See Lt. Cdr. Jeremy Stocker RNR, Sea-Based Missile Defences, Bailrigg Study, forthcoming, 1999.

6. See Jon Day, Director of Defence Policy, Ministry of Defence, "The Current UK Policy on TMD/BMD" and Dr. Michael L. Rance, Director Science (Ballistic Missile Defence), Ministry of Defence, Current UK BMD Activities in Ranger (Editor) Theatre Missile Defence, op cit, pp22-30 and pp31-36.

7. Robin Ranger, "Theatre missile defences: UK strategic defence review poses difficult questions", global-defence.com 1998, pp29-36 and Ranger, Panel Discussion - The International Challenge of Theatre Missile Defence and the Future of US-European Co-operation, in Theatre Missile Defence, pp145-153.

8. Michael Codner, "The Strategic Defence Review: How Much? How Far? How Joint is Enough?" RUSI Journal, August 1998 p8.

9. Rt. Hon. Lord Chalfont, OBE, MC, PC, Theatre Missile Defence, in Ranger (Editor) Theatre Missile Defence, op cit, pp14-21.

Robin Ranger, Ph.D., is an Honorary Research Fellow, Centre for Defence and International Security Studies (CDISS), Lancaster University, UK and Senior Associate, National Institute for Public Policy (NIPP), Fairfax, VA, USA and David Wiencek is a Research Fellow, CDISS and Research Associate, NIPP.

Subsequent developments reinforced the Rumsfeld Commission's warnings about ballistic missile proliferation. On 21 July, Iran tested the Shahab (Meteor or Shooting Star) a North Korean No Dong 1 derivative with a range estimated at 1,300-1,500km/806-930 miles and a payload of approximately 745kg / 1,650Ib. Once fielded, it will be able to target Saudi Arabia, Israel and portions of Turkey.

Then, in August 1998, North Korea test fired a missile that reportedly travelled 1,300km/806 miles and passed over north-eastern Japan before falling into the Pacific Ocean. There has been considerable debate as to whether this missile was a Taepo Dong 1 medium-range ballistic missile (MRBM) a two-stage missile (stage one is a Nodong MRBM and stage two is a Scud C SRBM) with a range of 2.000km/1,240 miles or a Taepo Dong space launch vehicle (SLV), a Taepo Dong 1 MRBM with an added third stage intended to put a satellite in orbit. But whichever missile was tested, this test shows that North Korea has mastered the complex technology of multi-staging and may mean that it also has a SLV.

Pyongyang has thus cleared a major technical barrier to developing the Taepo Dong 2, a larger, follow-on, two-stage ICBM (estimated range 6,000km / 3,720 miles), enabling it, as the commission noted, to target parts of the US. Meanwhile, since North Korea sees its missile programmes as a means of acquiring weapons of strategic intimidation and making desperately needed hard currency export sales Taepo Dong 1 exports to the Middle East must now be expected. If Libya acquired Taepo Dong 1s it would pose new and serious threats to NATO population centres and interests along the southern flank. To make matters worse, the North Korean nuclear threat had re-emerged. By December it seemed increasingly likely that Pyonyang was speeding up its development of nuclear weapons in violation of the 1994 Agreed Framework it had negotiated with the US while preparing for another Taepo Dong 1 test.

Missile defenses
These increases in missile threats were driving increased US and allied efforts to develop and deploy missile defence systems. The projected timelines for the deployment of these systems over the next 10 years are shown in Table 2, that also notes two important developments. One is that in October 1998 the Greek government decided to purchase two US-manufactured systems each able to defend against attacks by ballistic missiles and air-breathing systems (aircraft and cruise missiles): the Patriot PAC-3 and the Improved Hawk III. Greece would thus become the third European NATO member to deploy Patriots. Germany and the Netherlands deploy the Patriot PAC-2 and both are now procuring PAC-3 ground equipment and appear committed to procuring PAC-3 missiles when available. The other development was that Israel began deploying the Arrow 2 anti-ballistic missile (ABM) system developed in collaboration with the US (the US pays some 70 per cent of the costs of development). The Arrow 2 was the first western dedicated ABM system (it cannot defend against air-breathing systems) and in 1998 the US agreed to fund an additional third Arrow battery. Israel also deploys Patriot PAC-2s and is considering an upgrade to PAC-3.

These tables and these developments lead to four conclusions about western TMD programmes. First, the large US investment in TMD systems is now paying off. Just how large this investment is can be seen by the US Ballistic Missile Defence Organisation fiscal year 1999 funding of $3.458 bn. This was the result of a bi-partisan consensus in the House and Senate that added over $1bn to President Clinton's proposed funding.

Second, this funding gives the US a spectrum of complementary land- and sea-based missile defence systems that provide increasingly effective defences. On land the US is deploying the Patriot PAC-3 and deployed the Improved Hawk III until the US Marine Corps had to retire it because of budget constraints. The Patriot PAC-3 is the third generation upgrade of Patriot and an improvement over what was used in the Gulf War, that, according to detailed US Army analysis, had a success rate against Iraqi-modified Scuds (Al Husseins) of over 70 per cent in Saudi Arabia and over 40 per cent in Israel. (4)

At sea, the US expects to deploy the first Navy area (lower tier) Aegis radar and Standard missile defence system in 1999. (5) In tests of the land-based theatre high altitude area defence system (THAAD) system two of the three main components, the ground based radar (GBR) and the battle management, command, control and communications (BMC3) system have performed well, although the interceptor missile has experienced problems.

Fourth, these TMD systems are deployed by an increasing number of US allies. In addition to the deployments already noted, in the Middle East, Saudi Arabia and Kuwait have acquired Patriot PAC-2s. In Asia, Taiwan is co-producing a modified Patriot, known as the modified air defence system, while Japan deploys Patriot PAC-2s. Also, the US has deployed Patriots to South Korea to defend US military assets there and South Korea is reportedly interested in acquiring Patriots. In NATO, the US, Germany and Italy are collaborating in the development of the medium extended air defence (MEADS) system.

UK SDR
The RUSI conference provided a valuable insight into the official thinking behind the UK SDR presented to Parliament by the Secretary of State for Defence, the Rt. Hon. George Robertson in July 1998. (6) The SDR committed UK military forces to an expeditionary strategy (deployment overseas to protect the interests of the UK and its allies) but rejected the acquisition of missile defence systems to protect these forces or the UK. As Ranger has analysed elsewhere this SDR policy of "Wait (a long time) and see" before considering acquiring missile defences for UK forces and the UK. We would stress two key points. (7)

First, the SDR policy can be (but was not) justified on grounds of policy priorities and costs. The SDR was a major, successful effort to reorder British strategic priorities but this review process could have been overloaded if it had to also consider the policy implications and costs of acquiring missile defenses. But UK forces deployed overseas will be increasingly placed at risk from attack by ballistic missiles armed with conventional and WMD warheads, and, as RUSI's Assistant Director (Military Science) rightly noted, "a total dependency on the United States [for missile defences for these forces] would severely limit a British government's freedom of action." (8)

The UK also will be increasingly at risk from such attacks, certainly within five years. Our second point would thus be that the SDR policy on missile defences will need to be reconsidered sooner, rather than later. As the Rt. Hon. Lord Chalfont, President, All Party Defence Group, House of Lords warned "This expeditionary force concept…will not be successful unless these [UK] forces, and their home bases are protected against the threat of attack by ballistic missiles". (9)


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